Disclosure

These materials are presented solely for informational purposes and may not be relied on in any manner as legal, tax or investment advice or as an offer to sell or the solicitation of an offer to buy an interest in any fund or account managed by, or product issued, offered or sponsored by Axonic Insurance Solutions division of Axonic Financial Group LLC (“AFG”) or any of its affiliates (“Axonic”), which can only be made by a document that contains important information about the risks, fees and expenses of the relevant financial product or instrument (the “Supplemental Disclosure Documents”). No offer, solicitation or sale of interests in any financial or insurance product or instrument will be made in any jurisdiction in which the offer, solicitation, or sale is not authorized or to any person to whom it is unlawful to make the offer, solicitation or sale. Past performance is not a guide to or otherwise indicative of future results. Unless otherwise indicated, the U S Dollar is the currency used to express performance. These materials should be considered confidential and may not be reproduced in whole or in part and may not be circulated or redelivered to any person without the prior written consent of Axonic. Axonic is not acting as your investment adviser, financial or tax adviser, estate planning adviser or other adviser or fiduciary, and you should consult your own advisers as to any investment in a financial or insurance product or instrument discussed in these materials. Any guaranty or guaranteed return discussed in these materials are solely obligations of the issuer thereof, and not any other person or entity.

Certain information contained in these materials constitutes “forward-looking statements”, which can be identified by the use of forward-looking terminology such as “may”, “will”, “should”, “expect”, “anticipate”, “project”, “estimate”, “intend”, “continue” or “believe” or the negatives thereof or other variations thereon or comparable terminology. Due to various risks and uncertainties, actual events or results or the actual performance of any financial or insurance product or instrument may differ materially from those reflected or contemplated in such forward-looking statements. This presentation contains only summary information about the relevant financial or insurance product or instrument, its sponsor and the opportunity presented and is qualified in its entirety and should be read in conjunction with the Supplemental Disclosure Documents. Material aspects of the descriptions presented may change at any time. These materials are being provided to you on a confidential basis and you should read the Supplemental Disclosure Documents carefully, including the risk factors and potential conflicts of interest specifically described in in any accompanying document. Some information in this presentation reflects proprietary research based upon various data sources. In addition, some information cited has been taken from third-party sources that are believed to be reliable, but which have not been verified for accuracy or completeness. No person has been authorized to make any statement concerning the financial or insurance product or instrument or Axonic other than as will be set forth in the Supplemental Disclosure Documents, and any such statements, if made, may not be relied upon. In the event of any conflict between the Supplemental Disclosure Documents and the information provided in these materials, the Supplemental Disclosure Document will control.  Any forward- looking statements and assumptions are subject to change and review, as applicable, by various insurance departments.  

Historical performance information is not indicative of future performance or investment returns, and prospective investors should not view the performance information in this presentation as an indicator of the future performance of any financial product or instrument. Except where otherwise indicated, the information presented is based on matters as they exist as of the date of preparation and not as of any future date and may not be updated or otherwise revised to reflect information that subsequently becomes available, or circumstances existing or changes occurring after the date hereof. To the extent permitted by law, Axonic disclaims any and all liability as to the information presented or omissions therefrom, including without limitation, any expressed or implied representation or warranty with respect to the information presented.

Any specific discrete examples presented should not be considered a recommendation to purchase or sell any particular instrument or invest in any particular strategy. The examples are included merely to illustrate investment process and strategy.  It should not be assumed that any strategy discussed has been or will be profitable, or that recommendations made in the future will be profitable or will equal the investment performance of any investment presented.  

None of the information presented shall constitute or be construed as constituting or be deemed to constitute “investment advice” as defined under the U.S. Employee Retirement Income Security Act of 1974 (“ERISA”), as amended, or the U.S. Internal Revenue Code of 1986. If you are subject to ERISA, these materials are being furnished on the condition that they will not form a primary basis for any investment decision. The strategies and instruments discussed in these materials have not been registered or qualified with, nor approved or disapproved by, the U.S. Securities and Exchange Commission, or any other regulatory authority, nor has any regulatory authority passed upon the accuracy or adequacy of any information that has been or will be provided. Notwithstanding anything to the contrary in these materials, each investor (and each employee, representative, or other agent of such investor) may disclose to any and all persons, without limitation of any kind, the tax treatment and tax structure of (i) the strategies (ii) any of their transactions, and all materials of any kind (including opinions or other tax analyses) that are provided to the investor relating to such tax treatment and tax structure.  

*AFG is not a broker-dealer registered with the US Securities and Exchange Commission or any State, nor an insurance company but rather an insurance broker licensed only by the New York Department of Financial Services and therefore cannot offer to sell, solicit or negotiate insurance outside of New York State. AFG does not write or underwrite insurance policies. The information on this website is not an offer to sell insurance.  All coverages are subject to the terms, conditions and exclusions of the actual policy issued. Statements on this website as to policies and coverages and other content provide general information only and does not constitute professional advice or a statement of contract. All applications are subject to underwriting approval.